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Manager / Senior Executive - Compliance

  • On-site
    • Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur, Malaysia

Job description

Who We Are

NEXT Ventures is a global fintech group shaping the future of the trading industry. We own and operate FundedNext, one of the world’s leading proprietary trading platforms and expanding into the CFD brokerage space with a new and ambitious offering.

With a rapidly growing team of 500+ professionals across APAC, MENA & EU regions, we support a vibrant community of 220,000+ daily active traders from more than 170+ countries. Our mission is to elevate the trading experience by fostering a culture of growth, innovation, and excellence.

At NEXT, we’re not just building trading platforms - we’re shaping the future of financial markets.

Your Role in Our Mission

As Senior Executive / Manager – Compliance, you'll lead our global brokerage expansion, ensuring regulatory integrity and operational excellence. This hands-on role involves independently designing and executing robust compliance frameworks, policies, and processes. Partnering with leadership and cross-functional teams, you'll ensure global regulatory adherence, proactively identifying and mitigating risks. Your expertise will shape governance, guide market entry, and ensure responsible, ethical scaling, making you a trusted voice in a critical business area.

How You’ll Make an Impact 

Compliance Strategy & Oversight

  • Develop and execute a scalable compliance strategy aligned with our brokerage growth and global expansion.

  • Act as the primary point of contact for compliance matters across the organization, ensuring alignment with relevant regulatory standards.

  • Independently drive initiatives that strengthen our governance and compliance posture.

Compliance Monitoring & Policy Governance

  • Design and maintain a Compliance Monitoring Plan to ensure adherence to internal policies and external regulatory requirements.

  • Draft, update, and manage compliance policies, documentation systems, and prepare required reports for internal and regulatory purposes.

  • Conduct audits, assessments, and internal reviews to identify potential compliance gaps and implement corrective actions.

Training & Communication

  • Develop and deliver compliance training sessions and create educational materials to promote awareness across teams.

  • Translate complex legal and regulatory requirements into clear, actionable guidance for operational, marketing, and product functions.

  • Communicate compliance expectations and updates effectively across departments to support an informed and compliant culture.

Risk & Regulatory Readiness

  • Continuously assess compliance risks and maintain updated risk treatment plans.

  • Ensure timely completion of license renewals, regulatory filings, and reporting obligations across jurisdictions.

Client Onboarding & Transaction Oversight

  • Execute client due diligence, KYC, and AML processes to ensure compliance with internal policies and applicable laws.

  • Support the development and refinement of transaction monitoring systems to identify and address suspicious activity.

Product & Marketing Compliance

  • Review product features, marketing content, and affiliate materials to ensure compliance with licensing conditions and regulations.

  • Ensure fair treatment of customers and ethical standards in all external communications and campaigns.

Job requirements

What You’ll Bring

  • 3–5+ years of compliance experience specifically within the FX & CFDs brokerage industry, with a strong understanding of operational compliance practices.

  • Excellent communication and documentation abilities, including policy writing, report preparation, and compliance training delivery.

  • Proven ability to manage and monitor compliance frameworks, risk controls, and internal policies effectively across multiple departments.

  • Bachelor’s degree in Law, Finance, or related field; compliance certifications are a plus.

Your X Factor:

  • Proven familiarity with regulatory frameworks under FSA, ASIC, and CySEC is essential.

  • Critical thinking and a solutions-first mindset.

  • A passion for staying ahead of the curve in regulatory trends.

  • Excellent judgment and business sense—knowing when to be firm and when to be flexible.

Why Join NEXT

We offer a competitive salary aligned with industry standards in Malaysia, along with a comprehensive benefits package that includes health coverage and professional development opportunities. At NEXT Group, we foster a performance-driven culture that emphasizes agility, excellence and growth within a professional, balanced work environment across our global organization.

On-site
  • Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur, Malaysia

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